Compliance eyes Trump memo on Dodd-Frank, fiduciary rule

The president ordered officials to review the controversial regulations

Jason Bisnoff 14 February, 2017

The CFTC has extended the swaps margin deadline for six months

Jason Bisnoff 22 February, 2017

The fund group was responding to an FCA study of U.K. asset managers

Peter Rawlings 22 February, 2017

The fund group was responding to an FCA study of U.K. asset managers

Peter Rawlings 22 February, 2017

Today’s compliance news from around the web.

Compliance Reporter 22 February, 2017

Tarullo’s role in FSB deliberations prompt concern.

Peter Rawlings 21 February, 2017

The evolution of the hedge fund chameleon: Lessons for compliance

Adapting hedge fund compliance for a shifting landscape

Compliance Reporter 15 February, 2017

NY’s new cyber security rule: What businesses need to know

The Department of Financial Services is implementing first-in-the-nation cyber security rules

Compliance Reporter 1 February, 2017

Outsourcing compliance: Document, document, and document again

How compliance should respond to recent regulatory guidance on outsourcing.

Compliance Reporter 19 January, 2017

Where now for the Department of Labor regulation?

Peter Rawlings 16 February, 2017

Global swaps regulations are at risk of fracturing

Peter Rawlings 2 February, 2017

Holiday Gifts

22 December, 2016

Turning The Queen Mary

7 December, 2016

Stormy Regulatory Seas

23 November, 2016

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