New DOL delay prolongs fiduciary rule uncertainty

The department wants to extend deadlines until July 1, 2019

Jason Bisnoff 16 August, 2017

Today’s compliance news from around the web

Jason Bisnoff 52 mins ago

A Deloitte survey asked legal professionals about responding to doc requests

Peter Rawlings 2 hours ago

A Deloitte survey asked legal professionals about responding to doc requests

Peter Rawlings 2 hours ago

Dismissal marks second case plaintiffs dropped this year

Jason Bisnoff 2 hours ago

Today’s compliance news from around the web

Jason Bisnoff 18 August, 2017

Tackling the SEC’s investment company reporting modernization rules

How CCOs should prepare for the SEC’s fund modernization rules

Compliance Reporter 12 July, 2017

CFTC permits registered CTAs to use third-party recordkeepers: What CCOs need to know

The CFTC gave CTAs the same flexibility as other types of firms

Compliance Reporter 24 May, 2017

Waking up to cybercrime: the real risk to private equity

The biggest cyber threat for PE firms comes from within their businesses

Compliance Reporter 9 May, 2017

Both the SEC and CFTC have made important changes that should eases the lives of CCOs

Peter Rawlings 1 August, 2017

The SEC faces the prospect of two big Supreme Court decisions

Peter Rawlings 7 July, 2017

A shave and a trim

30 May, 2017

Deregulatory harmony

10 May, 2017

Breaking ground

27 April, 2017

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