As the DOL fades, the SEC comes out with a new proposal
The DOL's rule was struck down, but will firms change their practices?
Regulators seem content to bide their time as firms try to address cryptocurrency concerns
SEC examiners' retail focus doesn't mean CCOs of all stripes shouldn't be on guard
Repeating warnings from regulators about off-the-shelf compliance
Cryptocurrency's popularity has put it square in regulators' sights
As 2018 dawned, C/Os woke up to a series of new regulatory obligations
Compliance departments are grappling with unforeseen changes from recent court rulings
Regulatory exam teams are trying to stay nimble as they adapt to their resource constrainst
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