The fiduciary rule at a crossroads

Where now for the Department of Labor regulation?

Peter Rawlings 16 February, 2017

Don’t Step On The Splinters

Global swaps regulations are at risk of fracturing

Peter Rawlings 2 February, 2017

Get The Message

The rise of social media and texting present CCOs with a tricky decision.

Peter Rawlings 19 January, 2017

New Year, New Chair

The new year brings with it a slew of new faces among the regulators.

Peter Rawlings 4 January, 2017

Holiday Gifts

The Supreme Court gave prosecutors a gift-related gift this December.

Peter Rawlings 22 December, 2016

Turning The Queen Mary

SEC and CFTC regulators plan to stay the course with recent rulemaking and enforcement plans in the wake of Donald Trump's electoral victory.

Peter Rawlings 7 December, 2016

Stormy Regulatory Seas

With Trump's election has come a whirlwind of regulatory uncertainty.

Peter Rawlings 23 November, 2016

Second Chances?

Conservatives get a second chance to undo essential post-crisis safety measures. Will we ever learn?

Ben Maiden 9 November, 2016

Trick Or Treat? Probably Trick

Financial firms are facing some really spooky scares.

Ben Maiden 26 October, 2016

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