The SEC faces the prospect of two big Supreme Court decisions
Regulators are continuing to push CCOs to preemptively inform them of violations
At long last the first fiduciary rule deadline arrives
Regulators are facing potentially budget cuts and constraints
A chorus of different voices is pushing for Volcker reform
The first ever Volcker rule enforcement should put firms on alert
Recent investigations should prompt CCOs to review their whistleblower policies
Shake-ups at the regulators have industry groups eyeing a change in direction
How can firms help C/Os keep up with technological changes?
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