Give a little whistle

Recent investigations should prompt CCOs to review their whistleblower policies

Peter Rawlings 17 April, 2017

Changing tracks

Shake-ups at the regulators have industry groups eyeing a change in direction

Peter Rawlings 31 March, 2017

Running to keep pace

How can firms help C/Os keep up with technological changes?

Peter Rawlings 15 March, 2017

The eternal return of cyber security

The issue remains, as ever, a top priority for Securities and Exchange Commission regulators

Peter Rawlings 2 March, 2017

The fiduciary rule at a crossroads

Where now for the Department of Labor regulation?

Peter Rawlings 16 February, 2017

Don’t step on the splinters

Global swaps regulations are at risk of fracturing

Peter Rawlings 2 February, 2017

Get the message

The rise of social media and texting present CCOs with a tricky decision.

Peter Rawlings 19 January, 2017

New year, new chair

The new year brings with it a slew of new faces among the regulators.

Peter Rawlings 4 January, 2017

Holiday gifts

The Supreme Court gave prosecutors a gift-related gift this December.

Peter Rawlings 22 December, 2016

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