361 Capital eyes illiquid alts

New push to satisfy the demand for stable income.

Dervedia Thomas 25 April, 2017

Mutual funds grapple with new liquidity compliance

The SEC’s definition of illiquidity is proving difficult to put into practice

Peter Rawlings 25 April, 2017

Randal Quarles’ Regulatory Past Examined

The former Bush-era official was open to international regulatory involvement in the past.

Stan Wilson 24 April, 2017

LPL Financial and Ascensus expand small business fiduciary offering

Through a partnership with LPL Financial, recordkeeper Ascensus has expanded the reach of its small business retirement plan and created

Noah Zuss 24 April, 2017

Vanguard expands TDF lead as investors flock to passive

Assets in target-date funds are breaking records but providers offering passive options are quickly gaining share, according to new research

Noah Zuss 21 April, 2017

DC trading activity in Q1 lowest in decades

No days of above-normal trading activity were recording during the entire first quarter of the year

Michael Paterakis 21 April, 2017

Guggenheim sells alts platform

Guggenheim Partners has sold its alternatives platform to Conway Investment Research, a St. Louis-based registered investment adviser. The platform consists of

Max Viscio 20 April, 2017

Toroso rolls out ETF tracking the ETF industry

New ETF billed as a financial and a fintech offering.

Dervedia Thomas 20 April, 2017

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