ICI: SEC needs reminder on board role

Some duties better in hands of fund managers, compliance programs, Stevens says

Marissa Capodanno 15 May, 2017

Dual registrants will be a focus of regulator’s exam program

Jason Bisnoff 18 May, 2017

Educational offering targets incoming directors, combines online and in-person classes

Marissa Capodanno 18 May, 2017

Educational offering targets incoming directors, combines online and in-person classes

Marissa Capodanno 18 May, 2017

Low budget expectations fuel plan for outsourced compliance reviews

Jason Bisnoff 11 May, 2017

Industry group sees path through Congress if SEC doesn’t intervene

Stan Wilson 11 May, 2017

ETF boards need to apply Gartenberg differently

Advisory fee deliberations should consider external distribution, unitary fees and operational differences from mutual funds

Amy Doberman, WilmerHale 5 hours ago

Preparing for a consolidated fund industry

What fund boards need to consider in times of heightened M&A activity

Marissa Capodanno 17 May, 2017

Common ownership: Industry, economists clash over antitrust theory

A new take on an old antitrust concept says funds with stakes in several firms within one industry are tanking the economy

Marissa Capodanno 21 April, 2017

Advisory fee deliberations should consider external distribution, unitary fees and operational differences from mutual funds

Amy Doberman, WilmerHale 5 hours ago

Washington gatherings portray ‘cautiously optimistic’ mood, despite uncertainty

Marissa Capodanno 18 May, 2017

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