Court sides with Great-West board in motion to compel

Strength of independent counsel testimony could deter demands for directors to waive client privilege

Marissa Capodanno 27 March, 2017

New structure may boost assets in US mutual funds and ETFs

Stan Wilson 28 March, 2017

Trump’s nominee for SEC chair tells Senate he has ‘zero tolerance for bad actors’

Stan Wilson 24 March, 2017

Trump’s nominee for SEC chair tells Senate he has ‘zero tolerance for bad actors’

Stan Wilson 24 March, 2017

Self-report violations before a whistleblower does, panel says

Stan Wilson 21 March, 2017

Labeling something confidential won’t protect you in court, lawyers say

Marissa Capodanno 17 March, 2017

Blockchain: Unlocking lower fund fees

Distributed ledger technology may disrupt mutual fund distribution – to the benefit of shareholders

Marissa Capodanno 23 March, 2017

Defining fund governance across jurisdictions and structures

A spotlight on the US fund director’s role in context of global governance standards

William J Kelly 22 March, 2017

The future of investment management regulation

Director role likely to grow as SEC shifts toward principles-based approach

Jay G. Baris 10 February, 2017

A spotlight on the US fund director’s role in context of global governance standards

William J Kelly 22 March, 2017

Speakers from ICI’s Palm Desert gathering seem to have a message for the industry: Lighten up.

Marissa Capodanno 27 March, 2017

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