Resource crunch ties small funds’ hands

Challenges include rising cost of experienced compliance staff

Jason Bisnoff 2 hours ago
Gender diversity; board succession

IDC survey shows stabilization of boardroom practices

Marissa Capodanno 17 October, 2017

Fund industry clashes with international regs over systemic risk

Stan Wilson 13 October, 2017

Fund industry clashes with international regs over systemic risk

Stan Wilson 13 October, 2017

Pending legislation to address SLR, senior exploitation, SEC cybersecurity

Stan Wilson 13 October, 2017

Audit chair to assume chairman’s seat; New independent director identified

Marissa Capodanno 12 October, 2017
Mutual fund directors

D&O insurance: More than a security blanket

Low liability risk does not equal zero liability risk

Fund Directions 2 October, 2017

Stocking a mutual fund’s liquidity toolbox

Liquidity rule oversight turns attention to operations

Marissa Capodanno 24 August, 2017
Fulcrum fees, mutual fund fee pressure

Active managers test fulcrum fees to level playing field

Structure allows investors to pay active-level fees only when fund beats benchmark

Peter Finnerty 20 July, 2017

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