IAs ramp up compliance hiring

Non-clerical hires grow quicker than the number of SEC registrants

Peter Rawlings 19 September, 2016

Silfen, Feiman to co-head IM at Kramer Levin, eying growth

Marissa Capodanno 14 September, 2016
Gavel

Experts with “little weight” in AXA trial slated to testify in pending 36(b) litigation

Marissa Capodanno 9 September, 2016
Gavel

Experts with “little weight” in AXA trial slated to testify in pending 36(b) litigation

Marissa Capodanno 9 September, 2016
SEC headquarters

Fund lawyers anticipate fund company implications

Stan Wilson 7 September, 2016

Fund board advocates oppose PCAOB’s tenure disclosure proposal

Stan Wilson 2 September, 2016
Social network

Who are independent directors’ connections outside the boardroom?

New risks and regulations are changing the way fund boards interact with their advisers

Marissa Capodanno 22 September, 2016

Lessons from the AXA excessive fee trial

Industry hones in on what, if anything, the decision means for pending 36(b) lawsuits

Amy Roy 9 September, 2016

Choosing open end vs. closed end

When should boards get involved, and what do they need to consider?

Rajib Chanda and Christopher Healey 22 August, 2016

Richard Harrison, VP asset management at board meeting software company Diligent, lays out fundamentals of fund board materials management

Fund Directions 14 September, 2016

Industry hones in on what, if anything, the decision means for pending 36(b) lawsuits

Amy Roy 9 September, 2016

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