Oversight pros ask for early involvement in tech discussions

Panelists debate best practices to encourage innovative, compliant tech

Marissa Capodanno 20 April, 2018

Top violation included billing based on incorrect valuations

Stan Wilson 23 April, 2018

Board considerations include ability to sell funds, compliance costs, litigation risk

Marissa Capodanno 20 April, 2018

Board considerations include ability to sell funds, compliance costs, litigation risk

Marissa Capodanno 20 April, 2018

Governance professionals from Carillon, Advisers Series Trust, Simpson Thacher, PGIM take home top honors

Fund Directions 13 April, 2018

Chairman’s letter to G20 is mum on SIFI designation

Stan Wilson 9 April, 2018

Trio of 36(b) rulings a blow to post-Jones legal theories

Three recent decisions favoring advisers give new depth to pending, future excessive fee cases

Fund Directions 4 hours ago

DIM focuses on oversight of valuation, affiliated transactions

Blass, Peirce address concerns director initiative shifts CCOs into regulator’s crosshairs

Marissa Capodanno 26 March, 2018

Donohue: It’s time to review the board’s role — again

We all have a responsibility to help make DIM’s new director initiative successful

Andrew "Buddy" Donohue 28 February, 2018

Three recent decisions favoring advisers give new depth to pending, future excessive fee cases

Fund Directions 4 hours ago

Awards nominees announced, plus observations from FD’s Summit and ICI San Antonio

Marissa Capodanno 26 March, 2018

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