Enforcement course hinges on Clayton’s priorities

Asset management co-head says distribution in guise chapter might not be over yet

Marissa Capodanno 25 April, 2017

Amended complaint hinged on support plaintiff expert witness

Stan Wilson 24 April, 2017

Treasury secretary expected to clarify new administration’s financial agenda

Stan Wilson 17 April, 2017

Treasury secretary expected to clarify new administration’s financial agenda

Stan Wilson 17 April, 2017

Plaintiffs point to PIMCO case, citing the fiduciary exception

Marissa Capodanno 11 April, 2017

Rule officially delayed to June as institutions continue to await potential revisions

Danielle Kane 10 April, 2017

Common ownership: Industry, economists clash over antitrust theory

A new take on an old antitrust concept says funds with stakes in several firms within one industry are tanking the economy

Marissa Capodanno 21 April, 2017

Blockchain: Unlocking lower fund fees

Distributed ledger technology may disrupt mutual fund distribution – to the benefit of shareholders

Marissa Capodanno 23 March, 2017

Defining fund governance across jurisdictions and structures

A spotlight on the US fund director’s role in context of global governance standards

William J Kelly 22 March, 2017

A spotlight on the US fund director’s role in context of global governance standards

William J Kelly 22 March, 2017

Speakers from ICI’s Palm Desert gathering seem to have a message for the industry: Lighten up.

Marissa Capodanno 27 March, 2017

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