Survey: Oversight liability fears diminish

Board reporting isn’t as frequent as it should be, report shows

Jason Bisnoff 12 June, 2017

ICI opposes prop to change fund filing format in favor of more modern options

Stan Wilson 2 June, 2017

SIFMA’s asset management unit says swaps and derivatives standards should be globalized

Stan Wilson 2 June, 2017

SIFMA’s asset management unit says swaps and derivatives standards should be globalized

Stan Wilson 2 June, 2017

Overall compensation is up, but not by as much as last year

Marissa Capodanno 25 May, 2017

Transparency measures may gain bipartisan support

Stan Wilson 23 May, 2017

Small shops turn fresh eyes to series trusts

Increasing costs and competition are pushing small, established mutual funds to reorganize as series trusts

Marissa Capodanno 13 June, 2017

ETF oversight hinges on operational, regulatory environment

Nuances present oversight considerations distinct from their mutual fund counterparts

Fund Directions 13 June, 2017

Q&A: Neil Hennessy, president, Hennessy Funds

Hennessy’s interested chairman explains what the funds’ independent directors expect to gain from maintaining an advisory board

Fund Directions 31 May, 2017

Nuances present oversight considerations distinct from their mutual fund counterparts

Fund Directions 13 June, 2017

Advisory fee deliberations should consider external distribution, unitary fees and operational differences from mutual funds

Amy Doberman, WilmerHale 22 May, 2017

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