Oversight pros ask for early involvement tech discussions

Panelists debate best practices to encourage innovative, compliant tech

Marissa Capodanno 20 April, 2018

Board considerations include ability to sell funds, compliance costs, litigation risk

Marissa Capodanno 20 April, 2018

Governance professionals from Carillon, Advisers Series Trust, Simpson Thacher, PGIM take home top honors

Fund Directions 13 April, 2018

Governance professionals from Carillon, Advisers Series Trust, Simpson Thacher, PGIM take home top honors

Fund Directions 13 April, 2018

Chairman’s letter to G20 is mum on SIFI designation

Stan Wilson 9 April, 2018

ICI says funds may be subject to taxes at corporate level if lawmakers don’t add interpretive rules

Stan Wilson 9 April, 2018

DIM focuses on oversight of valuation, affiliated transactions

Blass, Peirce address concerns director initiative shifts CCOs into regulator’s crosshairs

Marissa Capodanno 26 March, 2018

Donohue: It’s time to review the board’s role — again

We all have a responsibility to help make DIM’s new director initiative successful

Andrew "Buddy" Donohue 28 February, 2018

Next steps: Liquidity rule delay shakes up compliance plans

SEC delays Rule 22e-4’s bucketing requirement by six months, as fund management and boards work toward implementation

Marissa Capodanno 23 February, 2018

Awards nominees announced, plus observations from FD’s Summit and ICI San Antonio

Marissa Capodanno 26 March, 2018

We all have a responsibility to help make DIM’s new director initiative successful

Andrew "Buddy" Donohue 28 February, 2018

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