Third-party exams push benefits from bipartisan support

Incoming SEC head expected to act on outsourced compliance reviews

Sam Dale 8:40 AM ET

The agency plans to move forward with existing proposals, even as a change in the government may lead to a different regulatory environment

Peter Rawlings 7 December, 2016

Three cases hew to Gartenberg over Jones v. Harris for 36(b)

Marissa Capodanno 1 December, 2016

Three cases hew to Gartenberg over Jones v. Harris for 36(b)

Marissa Capodanno 1 December, 2016

Biz dev pro details recruiting, onboarding process

Marissa Capodanno 30 November, 2016

Several staffers have announced plans to leave the commission

Peter Rawlings 30 November, 2016

Oversight of cyber security

Where the fund board’s mandate diverges from that of corporate boards

Fund Directions 4:53 AM ET

Auditor independence: What boards are doing now

The initial scramble has given way to implementation following questions over mutual funds’ interpretation of the Loan Rule

Marissa Capodanno 15 November, 2016

Post-election focus turns to regulatory outlook

Incoming president’s SEC chair appointment will shape next four years for fund boards

Marissa Capodanno 10 November, 2016

Davis Polk’s Gregory Rowland highlights key challenges for boards and operations personnel, and how they can work together to get the job done

Fund Directions 5:27 AM ET

Where the fund board’s mandate diverges from that of corporate boards

Fund Directions 4:53 AM ET

The final word on liquidity

19 October, 2016

Fund Family Ties

21 September, 2016

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