Peter Rawlings

Peter Rawlings has covered mutual fund and broker-dealer compliance and regulation for Compliance Reporter since 2013. Prior to that he was an editorial intern for Bloomberg News, where he covered the US corporate bond and credit default swap markets. He has a master’s degree in journalism from Northwestern University’s Medill School of Journalism and a bachelor’s degree in English from Cornell University.

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DIM official: Reg agenda to stay the course

The agency plans to move forward with existing proposals, even as a change in the government may lead to a different regulatory environment

Peter Rawlings 7 December, 2016
SEC, mutual fund industry regulator, mutual fund boards

Staff shuffle at SEC

Several staffers have announced plans to leave the commission

Peter Rawlings 30 November, 2016

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