Board assessment tool stresses data, cyber security

Diligent recommends delving into board efficiency, director involvement, individual value

Marissa Capodanno 20 January, 2017

Prudential shakes up board, committee leadership

Nom & Gov committee begins director search ahead of three upcoming retirements

Marissa Capodanno 19 January, 2017

Supreme Court fight awaits SEC on admin proceedings

A Tenth Circuit ruling could diminish the SEC’s use of administrative proceedings

Peter Rawlings 17 January, 2017

ICI, GOP clash over money fund floating NAV

Industry group doesn’t want House Republicans to roll back MMF reforms

Stan Wilson 13 January, 2017

AXA 36(b) case heads for appeals court

Plaintiff’s appeal follows motion for judge to reconsider August judgment

Marissa Capodanno 11 January, 2017

Hancock replaces noted fund board chair

Oates cedes helm of closed-end fund board to McClellan

Marissa Capodanno 10 January, 2017

ICI fights for unitary fund boards

Fund lobby counters activist investor plea to include funds in universal proxy prop

Stan Wilson 9 January, 2017

Trump nominates Jay Clayton to lead SEC

Sullivan & Cromwell partner slated to head agency, pending senate confirmation

Jason Bisnoff 4 January, 2017

Fidelity: Adviser fee structures need to change

IAs should segment by need, unbundle services, and vary pricing models, report suggests

Dervedia Thomas 23 December, 2016

Hopes fade for e-reporting rule

Insiders suggest derivatives-electronic delivery rule trade-off

Stan Wilson 21 December, 2016

Industry eyes PIMCO’s next step after 36(b) setback

District court’s denial of board claim to privileged documents worries governance pros

Marissa Capodanno 20 December, 2016

Steady retirements prompt newcomer slate at Invesco

Invesco Funds board nominates four new indies; majority female

Marissa Capodanno 16 December, 2016

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