News

Former Putnam chair prepares exit

John Hill, chairman from 2000-2011, to step down in June

Marissa Capodanno 22 February, 2017

Putnam’s Baxter named 2017’s Lifetime Achievement Award recipient

Putnam Funds and MFDF chair recognized for her service to the mutual fund industry and fund board community

Marissa Capodanno 21 February, 2017

AMG takes on would-be GSIFI designators

SIFMA’s asset management division contends EBA’s argument for designation lacks grounding

Stan Wilson 15 February, 2017

DIM chief’s retention seen as boon to industry

Insiders say changes at SEC could remove directors from the crosshairs

Marissa Capodanno 14 February, 2017

Industry digests 2017 SEC exam priorities

  The Office of Compliance Inspections and Examination of the Securities and Exchange Commission has released their annual examination priorities for 2017.

Jason Bisnoff 8 February, 2017

ICI takes on rule proposal limiting ETF actions

  The fund industry is trying to kill a proposal that would require exchange-traded funds to stick to their initial

Stan Wilson 6 February, 2017

T+2 progress likely despite expected confirmation delays

Settlement cycle could be only reg to pass before new chair affirmed

Stan Wilson 2 February, 2017

MFS Funds puts two indies up for election

Board bounces back after three year-end retirements, with two more on horizon

Marissa Capodanno 1 February, 2017

SEC exodus continues with OCIE director’s exit

Former hedge fund portfolio manager departs agency

Sam Dale 31 January, 2017

Donohue to hang up hat at SEC

Former DIM director and current chief of staff ends second stint at financial regulator

Marissa Capodanno 25 January, 2017

White asks GOP to stick with the program

Outgoing SEC head underscores unfinished asset management agenda

Stan Wilson 23 January, 2017

Board assessment tool stresses data, cyber security

Diligent recommends delving into board efficiency, director involvement, individual value

Marissa Capodanno 20 January, 2017




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