News

Director pay feels impact of M&A push

Overall compensation is up, but not by as much as last year

Marissa Capodanno 6:11 PM ET

Senate hints at trimming FSOC

Transparency measures may gain bipartisan support

Stan Wilson 23 May, 2017

SEC examiner: Increased IA focus planned

Dual registrants will be a focus of regulator’s exam program

Jason Bisnoff 18 May, 2017

IDC launches director training program

Educational offering targets incoming directors, combines online and in-person classes

Marissa Capodanno 18 May, 2017

ICI: SEC needs reminder on board role

Some duties better in hands of fund managers, compliance programs, Stevens says

Marissa Capodanno 15 May, 2017

OCIE still pushing for third-party exams

Low budget expectations fuel plan for outsourced compliance reviews

Jason Bisnoff 11 May, 2017

ICI wants the Hill to solve fiduciary rule

Industry group sees path through Congress if SEC doesn’t intervene

Stan Wilson 11 May, 2017

JPM hit with new 36(b) case

Shareholder complaint is first to use prop fund for fee comp

Marissa Capodanno 11 May, 2017

William Blair, Calvert settle with SEC over distribution violations

Asset managers to cough up $4.5m and $1m fines, respectively

Marissa Capodanno 10 May, 2017

ICI Panel: Diversity crucial to shareholder representation

Advocates point to need for inviting diverse perspectives to the table

Marissa Capodanno 8 May, 2017

Piwowar says he won’t disrupt OCIE agenda

Acting chair slams DOL rule, sees opportunity for next chair to challenge it

Marissa Capodanno 2 May, 2017

Court grants Calamos board’s privilege claim

Plaintiffs didn’t show good cause to compel board docs, judge says

Marissa Capodanno 27 April, 2017




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