SEC waives 22(d) for American Funds’ clean shares

Operational, compliance shifts to follow no-action letter

Danielle Kane 19 January, 2017

The company plans to ramp up focus on blockchain tech in 2017

Danielle Kane 13 January, 2017

Choinski aims to boost transaction processing

Danielle Kane 11 January, 2017

Choinski aims to boost transaction processing

Danielle Kane 11 January, 2017

NewSpring plans to focus on RegTech innovations using VMS’ product-set

Danielle Kane 9 January, 2017

New Confluence research bottom lines impact of RegTech

Danielle Kane 6 January, 2017

Caution: Costly Tech Ahead

Fund complexes are taking a closer look at pricing models for new technology as they try to weigh costs versus value before making investments

Danielle Kane 6 January, 2017

The Fiduciary Rule’s BICE: An Uphill Battle

Under the BICE, documentation and proof of compliance is critical, but will require major overhauls from operations all the way to distribution

Danielle Kane 22 December, 2016

FO & FD Webinar: Oversight Meets Operations

Webinar with Gregory Rowland, partner at Davis Polk & Wardwell

Danielle Kane 9 December, 2016

We asked operational experts what technology they plan to focus on next year, why and how to prepare

Danielle Kane 23 December, 2016

The investment required to comply with the new SEC Modernization and DOL Fiduciary Rules, Form ADV Part 1 Amendments, and to maintain a robust cyber-security program will be substantial—especially for managers with under $10 billion in assets under management

Kirk Littleton 6 January, 2017

Inquire About Membership

Fund Intelligence membership gives your firm access to an unique analysis and networking platform providing actionable data, insights and contacts that enable you to raise capital, comply with regulation and benchmark against peers.

  • Five specialist networks for the latest industry trends
  • Direct access to actionable industry intelligence
  • Benchmarking data for flows, performance and product development
  • Peer group and allocator/advisor networking opportunities
  • Compliance data and tracking tools
  • Access to networking events and educational webinars
  • Access to our team of dedicated analysts and account handlers