News

Ops compensation up despite quiet revenue growth

Focus on training, tech, client servicing linked to greater efficiency at asset management firms

Danielle Kane 20 July, 2017
cloud computing

Buy-side research notes increase around public cloud consumption

Recent survey notes emphasis on public cloud, big data capabilities within IT spend

Emily Sakamoto 20 July, 2017

Groups seek CFTC aggregation relief ahead of deadline

Sister publication Compliance Reporter has learned that three industry groups have asked the agency for no-action relief

Jason Bisnoff and Peter Rawlings 19 July, 2017

SEC considers ‘regulatory relief’ over MiFID II research payments

U.S. broker-dealers could lose market share without action from regulator

Sam Dale 18 July, 2017

Northern Trust names asset management chief

New president has extensive ETF experience

Dervedia Thomas 18 July, 2017

Synechron joins forces with Quantexa to address AML, KYC

Partnership builds on firms’ earlier entity-resolution crisis management platform

Danielle Kane 14 July, 2017

Broadridge scoops up data provider Spence Johnson

Acquisition combines the two companies’ retail, institutional data offerings

Danielle Kane 14 July, 2017

Webinar: Confluence discusses how regtech can ease Form N-PORT compliance

Confluence joined Fund Operations to host an in-depth webinar on regtech

Danielle Kane 13 July, 2017

Brown Brothers Harriman appoints new head of fintech business

The firm has named its chief information officer to the new role

Danielle Kane 10 July, 2017

TS integrates OTAS tech onto platform

OTAS analytics fulfills regulatory obligations, best execution

Emily Sakamoto 7 July, 2017

SEC’s Clayton highlights IPO focus on Hill

New agency head says to expect more cybersecurity scrutiny, DOL collaboration

Stan Wilson 7 July, 2017

Vast majority on buy side at risk of non-compliance for MiFID II

A survey for JWG found that 90% of EU firms are not prepared

Danielle Kane 6 July, 2017




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