News

Developing industry standards seen as hurdle for blockchain use

PTDL Group survey says majority of respondents see lack of standards as bigger impediment than regulatory concerns

Danielle Kane 23 February, 2017

Considering digital ID tools to improve operational efficiencies

Digital ID software could impact KYC and onboarding processes

Danielle Kane 16 February, 2017

Trump announces new nominee as DOL disarray continues

DOL nominee Andrew Puzder withdraws nomination; President Trump names replacement

Max Viscio 16 February, 2017

Janus joins industry peers to offer clean shares

The firm is looking to launch both clean shares and T shares

Danielle Kane 14 February, 2017

Making data more digestible

DataArt touts time, energy savings of new platform

Danielle Kane 10 February, 2017

SEC exodus continues with OCIE director’s exit

Former hedge fund portfolio manager departs agency

Sam Dale 10 February, 2017

Firms to lean on ops teams in preparation for DOL Rule decision

Following President Donald Trump’s executive order to review the DOL rule, firms are cautioned to have system changes ready despite lack of clarity

Danielle Kane 8 February, 2017

T. Rowe scoops up BNY MD

New client services head to focus on intersection of ops and client engagement

Danielle Kane 6 February, 2017

First-ever SEC COO to leave

Jeffery Heslop is leaving the agency this month

Danielle Kane 3 February, 2017

Advisor Group names Chipman to strategic acquisition post

Networking group to ID broker-dealers grappling with rising costs, risks

Danielle Kane 26 January, 2017

FactSet, Axioma partner to expand enterprise risk management solutions

FactSet will begin distributing Axioma’s fixed-income management model

Danielle Kane 24 January, 2017

OTAS uses machine learning to better analyze trade lifecycles

The new tool aims to improve operational processes and ensure compliance at a faster pace

Danielle Kane 23 January, 2017




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