SIFMA panelists: FINRA eyes volatility products and big data

Investment adviser regulatory and compliance priorities for 2018 will include increased scrutiny for volatility-based products

Max Viscio 24 April, 2018

Oversight pros ask for early involvement in tech discussions

Panelists debate best practices to encourage innovative, compliant tech

Marissa Capodanno 23 April, 2018

NRS plans platform to ID state law exemptions

Vendor claims platform could save funds hundreds of millions

Mariah Brown 19 April, 2018

Wagner’s Clark: DOL rule can resurface

Clark said the agency has many appeal options

Noah Zuss 17 April, 2018

Ultimus acquires Woodfield to bolster tech offerings

Fund administrator hopes acquisition will help it court mutual fund companies with private funds

Mariah Brown 12 April, 2018

Hancock RPS taps data to improve retirement plans

Visualization tools play a role in improving participation, engagement, savings

Noah Zuss 11 April, 2018

Agio launches cybersecurity tech suite along Microsoft cloud

New offering aims to streamline ops for fund managers

Mariah Brown 10 April, 2018

ACA acquires Cordium to shore up its regtech services

Acquisition supports US funds to comply with GDPR, Mifid II

Mariah Brown 6 April, 2018

FinCEN confirms crypto exchanges, developers must register

Treasury unit responds to Sen. Wyden

Peter Rawlings 6 April, 2018

Reuters targets risk analytics with MSCI integration

RiskMetrics tech to be incorporated onto Eikon platform by end of April

Mariah Brown 2 April, 2018

Industry anticipates fund mergers to spur vendor M&A

Fee pressure, compliance costs and tech seen driving consolidation

Emily Sakamoto 29 March, 2018

$50bn manager latest to make the SEI platform switch

SEI Investments continues its years-long effort to migrate clients to its newer platform

Max Viscio 28 March, 2018

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