SEC waives 22(d) for American Funds’ clean shares

Operational, compliance shifts to follow no-action letter

Danielle Kane 19 January, 2017

Deloitte’s blockchain lab focuses on practical applications

The company plans to ramp up focus on blockchain tech in 2017

Danielle Kane 13 January, 2017

Industry organization ISITC names new chair

Choinski aims to boost transaction processing

Danielle Kane 11 January, 2017

NewSpring acquires VMS

NewSpring plans to focus on RegTech innovations using VMS’ product-set

Danielle Kane 9 January, 2017

Rise of RegTech in 2017 set to improve operational models

New Confluence research bottom lines impact of RegTech

Danielle Kane 6 January, 2017

Trump nominates Jay Clayton to head SEC

Sullivan & Cromwell partner slated to lead agency

Jason Bisnoff 4 January, 2017

Eagle, Donnelley partner to tackle SEC Modernization rules

The two firms have collaborated to address Form N-PORT, N-CEN requirements

Danielle Kane 4 January, 2017

Experts Forum: Ops execs’ forecasts for 2017

We asked operational experts what technology they plan to focus on next year, why and how to prepare

Danielle Kane 23 December, 2016

SDNY enforcer joins Milbank

Katherine Goldstein will start in 2017

Jason Bisnoff 22 December, 2016

Portware’s newest EMS system uses AI-driven analytics

New tool aims to reduce traders’ operational and administrative work

Danielle Kane 16 December, 2016

TIAA names new COO

Franklin Templeton vet takes on newly created position

Danielle Kane 15 December, 2016

Investment managers aim to improve operational infrastructure in 2017

Seismic study shows firms are focused on ops efficiency, mobile technology

Danielle Kane 15 December, 2016

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