Opinion

Q&A: Fourth-party oversight: How far does your firm need to go?

In today’s regulatory environment, fund companies are accountable for the risks posed not just by

Danielle Kane 18 April, 2017

Q&A: Fourth-party oversight: How far does your firm need to go?

In today’s regulatory environment, fund companies are accountable for the risks posed not just by third-party providers, but fourth parties as well

Danielle Kane 18 April, 2017

Comment: RegTech for Asset Managers

How operational teams can leverage reporting automation tools without overspending in order to improve the entire business model

Tom Pfister 4 April, 2017

Manager Spotlight: OppenheimerFunds

Eric Meltzer, Chief Technology and Operations Officer, spoke to FO about why the $226bn asset manager is set to boost investments in robotics and machine

Danielle Kane 31 March, 2017

Comment: Filing Form N-Port: Lessons learned from Form PF rollout

Jeanette Turner, Managing Director and General Counsel, Advise Technologies

Jeanette Turner 27 March, 2017

Data Governance: Asset Management’s X Factor

The path to robust governance remains an ongoing journey, though there is growing recognition that organizations can’t put this initiative off any longer

Peter Travers 8 March, 2017

Comment: How to achieve security and mobility in a risk-prone sector

Few sectors lie at the intersection of needing both security and mobility as squarely as the financial services industry. Jay Chitnis, Enterprise Solutions, Synchronoss Enterprise

Jay Chitnis 28 February, 2017

Roundtable Q&A: How to help clients navigate an uncertain regulatory environment

Symmetry Partners talks about the different client-facing functions and services that may be affected by the DOL Rule and how operational processes can be best

Danielle Kane 27 February, 2017

Comment: SEC 2017 Exam Priorities: Key Takeaways

Amid the extensive list of exam priorities for this year, there are several highlights that will require attention from operations personnel

Jay Baris 8 February, 2017

Comment: What’s next for commission-based mutual funds?

Long term strategic shifts in fees arrived with the “Clean Share” classes

Whitfield Athey 8 February, 2017



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