Experts Forum: Ops execs’ forecasts for 2017

We asked operational experts what technology they plan to focus on next year, why and

Danielle Kane 23 December, 2016

Comment: How will small- and mid-sized managers survive pending regulation changes?

The investment required to comply with the new SEC Modernization and DOL Fiduciary Rules, Form ADV Part 1 Amendments, and to maintain a robust cyber-security

Kirk Littleton 6 January, 2017

Comment: Trade OMS Crossroad: Which way to turn?

An exec from IMP Consulting outlines three questions firms can ask to determine if ASP, SaaS or a self-hosted solution is right for them

Ashutosh Sharma 3 January, 2017

Experts Forum: Ops execs’ forecasts for 2017

We asked operational experts what technology they plan to focus on next year, why and how to prepare

Danielle Kane 23 December, 2016

Comment: Think the SEC did you a favor with T+1? You might be in for a surprise

A Confluence executive talks about the drawbacks of T+1

Paul Soltis 19 December, 2016

How to create an Anti-Money Laundering Program that achieves compliance

Three executives from Eisner Amper outline how to create an AML program

Barry Eisenberg, Louis Bruno and Venkat Rao 29 November, 2016

Comment: Bringing new meaning to compliance and cloud technology

The evolution of the compliance function and disruption of data usage with The Cloud

Nicola Le Brocq 28 November, 2016

Manager Spotlight: Venor Capital

Why thinking about vendor partnerships as investment theses can help firms navigate through the fin-tech space

Danielle Kane 28 November, 2016

Comment: Where liquidity risk management and reporting modernization rules intersect

The intersection of the SEC’s recently adopted liquidity risk management program rule and reporting modernization regulations presents an area ripe for operational challenges

James Catano and Stephen Cohen 22 November, 2016

RoundTable Q&A: STP Investments

Three executives from STP Investments discuss how they and other third-party providers should be responding to transparency demands from investors and regulators

Danielle Kane 31 October, 2016

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