Peter Driscoll highlighted new FinCEN due diligence rules that went into effect last year
A former analyst says she was fired after complaining about sexual harassment by her manager
The suit says Fidelity makes hundreds of millions of dollars per year in infrastructure fees
The industry had been hoping that pointing to standard industry practices would be an acceptable to defense of disclosure practices
Highlights: North case stirs fears of CCO liability EU regs outline potential fund sustainability rules Trial begins in Nasdaq fee suit against ETFMG SEC proposal pay prompt wave of ‘prophylactic’ fund-of-fund declarations…
Esma sketched potential amendments to Ucits rules, as well as Mifid II and AIFMD
The Senate Finance Committee took testimony on retirement challenges, as Sens. Portman and Cardin reintroduced their own reform package
It joins firms from Eaton Vance to Franklin Templeton that have recently settled similar allegations
Many funds may try to preserve flexibility by saying they 'may' invest in other funds in the future, limiting investment opportunities for existing funds of funds
The Robare decision could mean firms settled in the first wave end up with harsher treatment than those currently negotiating
