Analysis

The path to digital: Boards prep for e-delivery discussions

The fall board agenda item raises questions about shareholder demographics, potential cost savings

Marissa Capodanno 17 August, 2018

Flexibility: Perk and pitfall of ETF proposal

Allowing advisers to get creative with custom baskets could introduce conflicts of interest

Marissa Capodanno 20 July, 2018

Judging a service provider RFP

Board oversight of vendor review puts contestants in the spotlight

Marissa Capodanno 22 June, 2018

Risk oversight is critical as tech evolves

Boards can ask key questions to help oversee implementation of new technology

Fund Directions 20 June, 2018

Is 36(b) drying up?

Litigators advise boards to brace for new twists in excessive fees plaintiffs’ strategies

Marissa Capodanno 1 June, 2018

Panel examines unconscious bias, encourages ‘building bridges’

Firms test strategies to carry out diversity initiatives

Dervedia Thomas 24 May, 2018

Fund board Mifid II FAQs

Dechert’s K. Susan Grafton and Christine Schleppegrell break down fund directors’ concerns for complying with Mifid II

Fund Directions 15 May, 2018

Dissecting the SEC’s standard of conduct

Though not a true ‘uniform standard,’ investment management community largely welcomes SEC’s take

Marissa Capodanno 27 April, 2018

Trio of 36(b) rulings a blow to post-Jones legal theories

Three recent decisions favoring advisers give new depth to pending, future excessive fee cases

Fund Directions 26 April, 2018

DIM focuses on oversight of valuation, affiliated transactions

Blass, Peirce address concerns director initiative shifts CCOs into regulator’s crosshairs

Marissa Capodanno 26 March, 2018


Donohue: It’s time to review the board’s role — again

We all have a responsibility to help make DIM’s new director initiative successful

Andrew "Buddy" Donohue 28 February, 2018

Next steps: Liquidity rule delay shakes up compliance plans

SEC delays Rule 22e-4’s bucketing requirement by six months, as fund management and boards work toward implementation

Marissa Capodanno 23 February, 2018




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