SEC rejects NYSE and Nasdaq data fee hikes

The SEC overturned an earlier ALJ decision

Peter Rawlings 4 hours ago

Spyware worries lead fund groups to quiz third-party vendors

Recent high-profile reports of spyware being planted in the servers of Amazon-acquired tech company have caused firms to check the relationships of servicers

Emily Sakamoto 17 October, 2018

American Century taps Bank of Montreal for its new CTO

Jamie Patel replaces Richard Amos as head of IT division as the fund complex preps a number of tech initiatives

Emily Sakamoto 12 October, 2018

Pimco utilizing public, multi-cloud strategy to mitigate risk, leverage scale

Fund groups increasingly leaning on multiple public cloud providers as regulatory reports pile up

Emily Sakamoto 12 October, 2018

Marc Mallett rejoins Northern Trust in new asset servicing role

Firm plots expansion of its asset servicing division, follows on the heels of Dan Houlihan’s Sept. appointment

Emily Sakamoto 10 October, 2018

Editor’s note: Overseeing risk and the rise of the CRO

October issue of Fund Operations available on Friday, Oct. 12

Emily Sakamoto 9 October, 2018

Winners of the 2018 Mutual Fund Service & Technology Awards

Second annual service awards winners announced; BNY Mellon, SS&C, FlexTrade sweep with two trophies each

Emily Sakamoto 5 October, 2018

JPMorgan eyes partnerships with BlackRock, others as rival admins favor M&A

As rival firms snap up front office technology vendors, JPM’s custody, servicing arm is focused on building out strategic relationships to expand client base

Emily Sakamoto 4 October, 2018

With first identity theft enforcement, SEC fires warning shot on cyber

The agency fined Voya Financial Advisors $1m for alleged violations of the ID theft red flags rule

Peter Rawlings 4 October, 2018

Entries open for the Fund Tech and WSL awards: Check out our new categories

Machine learning and data management among new categories for our 2019 Awards

Emily Sakamoto 3 October, 2018

Blockforce CEO eyes fund manager partnerships on crypto TAMP

ETF issuer to roll out first phase of cryptocurrency investing platform later this month

Emily Sakamoto 2 October, 2018

Fund groups raise concerns over admin tech support and innovation

Fund executives are pushing admins to focus more on modernizing technology to support efficiency drives and the implementation of new rules

Emily Sakamoto 28 September, 2018

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